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(Utah Adminstrative Code as in effect on January 1, 2000)
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[Utah Administrative Code Table of Contents]
R164. Commerce, Securities.
R164-1
. Fraudulent Practices.
R164-4
. Licensing Requirements.
R164-5
. Broker-Dealer and Investment Adviser Books and
Records.
R164-6
. Denial, Suspension or Revocation of a License.
R164-9
. Registration by Coordination.
R164-10
. Registration by Qualification.
R164-11
. Registration Statement.
R164-12
. Sales Commission.
R164-13
. Definitions.
R164-14
. Exemptions.
R164-15
. Federal Covered Securities.
R164-18
. Procedures.
R164-25
. Record of Registration.
R164-26
. Consent to Service of Process.
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