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(Utah Adminstrative Code as in effect on January 1, 2000)

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[Utah Administrative Code Table of Contents]

R164. Commerce, Securities.

R164-1 . Fraudulent Practices.
R164-4 . Licensing Requirements.
R164-5 . Broker-Dealer and Investment Adviser Books and Records.
R164-6 . Denial, Suspension or Revocation of a License.
R164-9 . Registration by Coordination.
R164-10 . Registration by Qualification.
R164-11 . Registration Statement.
R164-12 . Sales Commission.
R164-13 . Definitions.
R164-14 . Exemptions.
R164-15 . Federal Covered Securities.
R164-18 . Procedures.
R164-25 . Record of Registration.
R164-26 . Consent to Service of Process.

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